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From Noise Trader to Insider

Donald L. Jones
Copyright CISCO Futures October 17, 2004

In our earlier brief discussion of Noise Traders Noise Traders, A Review we pointed out that the informed trader, an insider, has better sources for valuing stocks, futures and other trading instruments than the public or uninformed trader. Uninformed traders, the public, are termed "Noise Traders".

We then went on to list a composite description of a noise trader.

"A typical composite noise trader is 1) a small speculator, 2) who has no special (fundamental/inside) information, 3) who's trading increases volatility and 4) may be a chartist, a technical analyst, a trend follower, etc. Further, the odds are against noise traders because informed traders are often right and the noise trader is on the other side of the transaction."

Lastly, we suggested that the noise trader could become a value trader, i.e., an informed trader, a defacto insider.

The Market Picture
It is a given that informed traders allied with a large trading entity have numerous assets to draw from. They gain information from their firms' market analysts who have an intimate knowledge of an industry or stock (or e.g., grain traders in futures) and from their contacts within the trade outside their own company. Also they have their own personal knowledge of the markets. On occasion they may obtain access to truly insider information. A reasonable question might be: "how could a mere public speculator compete with such an informed trader"? The answer requires some background on markets.

First, think about the stock market and its thousands of US equities, derivatives, bonds and so forth. The futures market is more limited, with some 400 U.S. futures plus derivatives plus foreign markets. In equities there is strong focus on those stocks in the S&P 500, maybe even the Russell 2000, where the informed traders are active. Even in these most active markets there is certainly not insider information, or trading information every day. Likewise, in futures, the commercial traders pretty much stick to the front delivery, ignoring the other three-quarters of the market. Consequently, the uninformed public trader need not butt heads with an insider very frequently.

Secondly, markets change price much, much faster than fundamental valuations can change. Economists have studied this feature, often ascribing it to some sort of herd effect. In fact, the market is a complex, self regulating mechanism that responds to feedback from trader activities. While there certainly exist valuations of stocks and commodities calculated from the fundamentals, these are longer term (years of dividends, a growing season, etc.). In the shorter term of minutes, hours, days, weeks and sometimes even months, market demand sets value.

Traders focus on the short term, not the long term. Changes in self-valuation by the market are the basis for trading profits or losses.

Learning to Trade Value Instead of Price Movement

Short Timeframe Value from the Meta-Profile
The "Noise Traders" article briefly noted that Meta-Profile and the Overlay Demand Curve offered ways to find market value. Market Value is described by price but it is not a price. For instance, think of a trading day, say April 1, 2004 for the Dow Jones Index. Split the day into approximately half hour time periods from the open at 7:20 am to the close at 3:15 pm. Give each time block an identifier: y for 7:20 to 7:30, z for 7:30 to 8:00, A for 8:00 to 8:30, B for 8:30 to 9:00 and so on alphabetically for the rest of the day, where N identifies trading from 3:00 to 3:15 pm. These letters are called TPOs (time-price-opportunity, or that- price-occurred). TPOs show time - trade matches. As you will see, value is price-over-time and the TPOs provide the measure. The price-time graphic is called a Market Profile if the data are from the CBOT Liquidity Data Bank. If the data are from ticks, a CISCO Meta-Profile is the result.

Meta-Profile for the Dow Index on April 1, 2004.



                 META-PROFILE REPORT FOR 04 01 04

COMMODITY  --  DJIA (CBOT)  DAY      JUN 04        LENGTH OF FIRST PERIOD =  10 MINS

        Half - Hour Bars  =  Segmented Auction                        TPO/TPT
 103900                   D  E                                 103900 DE      
 103850                   D  E                                 103850 DE    
 103800                   D  E                                 103800 DE      
 103750                   D  E  F              K               103750 DEFK    
 103700                   D     F           J |K |L       P    103700 DFJKLP  
 103650               C       |  |G |  |  |J |K |L |  |  |P    103650 CGJKLP    
 103600               C    |  |  |G |H |  |J |K |L |M |  |P    103600 CGHJKLMP
 103550      z        C |  |  |  |  |H |I |  |K |L |M >N >P    103550 zCHIKLMNP
 103500      z       |C |  |  |  |  |H |I |  |  |L |M |N |P    103500 zCHILMNP
 103450     |z |A |  |C |  |  |  |  |H |I |  |  |  |M |N |     103450 zACHIMN   
 103400     |z |A |B |C |  |  |  |  |H |  |  |  |  |M |N |     103400 zABCHMN   
 103350  |y |z |A |B |C |  |  |  |  |  |  |  |  |  |M |N |     103350 yzABCMN 
 103300         A |B |C |  |  |  |  |  |  |            N       103300 ABCN    
 103250            B  C |  |  |  |  |  |                       103250 BC      
 103200            B  C    |  |  |                             103200 BC      

   VALUE AREA: Central 70% of TPOs
     UPPER      103670
     LOWER      103320

Fig 1. Half-Hour Bars (left) and Meta-Profile (right), June 04 delivery, Trading on April 1, 2004.

The vertical bars on the left, labeled z, y, A, B,... identify the trading range for each time period from 7:20 am to 3:15 pm. The vertical dashed lines accompanying the half-hour bars are a running measure of the developing value area, as explained below in item 4).

Meta-Profile, letters on the right, give price and time of day that price was traded (example: 103250 traded in the 8:30 to 9:00 am (B) period and also in C period, 9:00 to 9:30.

Features of Fig 1. (From the Meta-Profile)
1) Price 103950 traded in only one period, the high of the day
2) Prices 103900 to 103800 and 103250 to 103200 traded in only two periods
3) Price 103550 was visited in nine periods, the most popular price
4) Seventy percent of the TPOs lie between 103670 and 103320.
5) The shape of the TPO distribution is a single bell shaped curve.

Explanation of Features of Fig 1.
1) Little trading at the top four prices shows the market rejected these prices
2) Little trading at the bottom two prices shows the market rejected these prices
3) 103550 won the day's trading popularity contest
4) The bulk of the trading (70%) lies between 103670 and 103320 which is named the "Value Area".
5) The single distribution (bell shape) shows balance.

Conclusion: You found the price range the market selected on April 1 for its best estimate of value. Value is not a price, but rather a price range, 103670 to 103320.

The Meta-Profile has found value for the day of April 1. This value is, of course, after the fact. What use is it? At the very least your tracking of value on April 2, tomorrow, has a base in the value area of April 1. A deviation beyond the value area on the upside signals strength, downside is weakness. In other words, a price above 103670 suggests a potential value upside breakout, below 103320 is a potential downside breakout. You now have an up-to-date short timeframe support and resistance.

For more on Market Profile/Meta-Profile Market Profiles Background.

Longer Timeframe Value from the Overlay Demand Curve
The Overlay Demand Curve integrates several days of Meta-Profiles to obtain a reading of the market's condition. When the market is in balance you find another, longer term support and resistance. Again, as with the profile, the support and resistance prices come from value, not some price based indicator. The procedure is much the same as with profiles; you seek a bell shaped curve of trader demand and from that you find the value.
Figure 2, below, integrates Meta-Profiles for the five days, March 26 through April 1 into an Overlay Demand Curve.

 
TPO VOLUME OVERLAY AND PRICE ROTATION PROFILE
JUN 04 DJIA (CBOT)  DAY      
03 26 04 TO 04 01 04

   PRICE   TPO SUM   OVERLAY PROFILE    1=NEAR, 2=NEXT BK,...
   103950     2      11
   103900     2      11
   103850     3      112  <== Upper Limit
   103800     5      11122
   103750     5      11111
   103700    11      11111111222  <== Close
   103650    11      11111111122
   103600    17      11111111112222233
   103550    16      1111111112222233
   103500    15      111111112222233
   103450    18      111111111222222333
   103400    15      111111122222233
   103350    16      1111222222222223
   103300    17      11122222222222333
   103250    18      112222222222333444
   103200    19      1122222223333444444
   103150    20      22222333333444444444
   103100    24      222233333333444444444444
   103050    22      2223333333344444444444
   103000    18      223333333444444444
   102950    13      2233333344444
   102900    10      2333333444
   102850     8      33333444
   102800     5      33444  <== Lower Limit
   102750     2      44
   102700     2      44
   102600     1      4
   102550     1      4
   102500     1      4
   102450     4      4445
   102400     4      4445
   102350     4      5555
   102300     5      55555
   102250     5      55555
   102200     8      55555555
   102150     6      555555
   102100     7      5555555
   102050     4      5555
   102000     4      5555
   101950     5      55555
   101900     6      555555
   101850     6      555555
   101800     7      5555555
   101750     5      55555
   101700     3      555
   101650     1      5
   101600     1      5
   101550     1      5
 
Fig 2. Overlay Demand Curve, 5 days, March 26 - April 1 2004 The five days in the Overlay are identified by their day numbers, where 1 is the latest day, 2 is March 31, 3 is March 30, 4 is March 29 and 5 is March 26. The latest four days 1, 2, 3 and 4 form a recognizable bell shaped curve with limits at 103850 to 102800, assuming that at least three TPOs across are needed for a meaningful determination. The "Upper Limit" at 103850 and a "Lower Limit" at 102800 define the Value Region. You see a four day balance. The earliest day, 5, was a part of an earlier distribution and has no bearing on the new balance.

Features of Fig 2. (From Overlay Demand Curve)
1) Price above 103850 will alert you to an upside breakout
2) Price below 102800 will alert you to a downside breakout
3) Prices within the limits are in the mostly noise region
4) Although in balance, the balance is tending toward the top
5) Close is near the top

Explanation of Features of Fig 2.
1) The shape of the balance implies continued upward thrust
2) Market condition is balance, with preferred trading to the upside

For more on Overlay Demand Curve Overlay Demand Curve Background.

Understanding Value: Your Transition to Insider Trading
At the end of trading on April 1 you have two sets of value for a pair of support and resistances.
        Overlay Long Term Resistance       103850

             Profile Short Term Resistance    103670

             Profile Short Term Support       103320

        Overlay Long Term Support          102800

At this point you have a market understanding about this market within this time frame, equal to or surpassing most insiders. The informed trader has a different data set, one that is rarely so fine tuned as developing the actual support and resistances generated by the market itself.

Trading Strategy, an Example
Given the same input, two traders may trade quite differently, as pointed out in the article Trading Model Development. In this section we define a simple strategy based on the axiom: enter on a breakout, exit on congestion and never risk more than you can afford to lose).

Trading strategy for the day market of DJ for April 2:
1) We are biased toward the upside
2) Go long as price crosses 103670 from below
3) If entered. set a "disaster" stop at 103320 (the other side of the value area). This is $400 for DJ, $200 for ecbot
4) Use a congestion signal of three TPOs across (same price for 1.5 hours)
5) Go long a second unit as price crosses 103850 from below
6) Same congestion test as in 4)
7) Keep same disaster stop (update the stop (non-regressing trail) every half hour)
8) If not stopped out or exited on congestion, exit on close


Trading the Next Day: Meta-Profile for DJ, June 2004, April 2, 2004
LENGTH OF FIRST PERIOD =           10 MINS

                    META-PROFILE REPORT FOR 04 02 04
                          AND SEGMENTED AUCTION

COMMODITY  --  DJIA (CBOT)  DAY      JUN 04


   Price  Brackets               Segmented Auction
 104820 zB                   z |  |B                                       
 104800 zB                   z |  |B                                       
 104750 zAB                  z |A |B                                       
 104700 zAB                  z |A |B |                                     
 104650 zAB                  z |A |B |                 |                   
 104600 zABHIP               z >A >B |              |H |I |               P
 104550 zBHIP                z |  |B |  |  |  |  |  |H |I |  |  |        |P
 104500 zBCHINP              z |  |B |C |  |  |  |  |H |I |  |  |  |  |N |P
 104450 zBCFHIJKN           |z |  |B |C |  |  |F |  |H |I |J |K |  |  |N | 
 104400 zBCDEFGHJKN         |z |  |B |C |D |E |F |G >H >  >J >K >  >  >N > 
 104350 zBCDEFGJKN          |z |  |B >C >D >E >F >G |  |  |J |K |  |  |N | 
 104300 zBCDEKMN            |z |   B |C |D |E |  |  |  |  |  |K |  |M |N | 
 104250 zCDKLM              |z |     |C |D |  |  |  |        |K |L |M |  | 
 104200 zCDLM               |z |     |C |D |  |  |  |           |L |M |  | 
 104150 zCDLM               |z        C |D |  |  |               L |M |    
 104100 zCLM                |z        C |  |  |  |               L  M      
 104050 zCL                 |z        C                          L         
 104000 yz               |y |z                                             
 103950 y                |y |                                              
 103900 y                >y |                                              
 103890 y                |y |                                              
 103880 y                |y |                                              
 103750 y                |y |                                              
 103740 y                |y |                                              
 103730 y                 y |                                              
 103710 y                 y |                                              
 103700 y                 y |                                              

Fig 3. Mets-Profile for DJ Jun 2004, April 2, 2004 This profile and the 10 minute tick bars in the Appendix permit tracking the specified trading strategy throughout the day.

Review of Trading on April 2
1) Market open at 103710, is higher than the first entry at 103670. Low of the day, 103370, is above 103670, so that trade never was in reach.
2) The second entry, 103850, was triggered in the first ten minutes of trading, as shown in the tick bar Appendix below.
3) Enter at 103880 in y period, because of the gap, as shown on Fig 3.
        Trailing stop at end of y period 103640
4) We now become a congestion watcher for exit, moving our trailing stop at the end of each period.
    a) z period (7:30 to 8:00) moved up to 104600 in one big run (1 TPO across)
        Trailing stop 104200
    b) A period (8:00 to 8:30) retraced a bit from high, last = 104750 (2 TPOs across)
        Trailing stop 104350
    c) B period (8:30 to 9:00) opened at 104750, the close of A period (3 TPOs across)
        At 104750 three TPOs are lined up, meeting our congestion test.
        Exit at 104750

Recap
Analyzing value provides real measuring points, information generated by the market itself. Value gives a picture and understanding of a market that price alone cannot. An even more complete view of the market can be gained for deeper market understanding, by including additional market reference points (value area and value region price locations are examples of reference points). For the theoretically inclined the entire picture as we currently understand it is at: Auction Market Theory.

An extensive set of study material exists on the CISCO website at "Background Reading" and in the "Auction Market Resource Center" at the top of the CISCO homepage. A four month trading applications course for day traders is described at ShortHomestudy Page. A longer course oriented toward swing trading is described at HomeStudy Long Course.

Yes, by understanding value the uninformed noise trader can enter the ranks of the informed. Value analysis gives you both entry points, exit points and risk measurement data.

Disclaimer
Do not be misled by the results and ease of the sample trade. While it was not preselected other than by the requirement for a breakout trade in the timeframe in which this article is being written (April, 2004), it is an exceptional rather than average case. In fact something like half of the breakout trades, initiated like the one above, lose money. The wise trader can be profitable in a 50 - 50 win environment by limiting losses (disaster stops, trailing stops) while letting profits run until the market suggests the run is over. The sample trade is a case in point. A disaster would be 400 points maximum, the gain was 870 (104750 - 103880).

Trading is a profession and like other professions requires a learning curve. In a more complicated trading environment than the sample, a number of decisions might be required: congestions are often not so easily read as the case illustrated. Other factors such as volume, volatility and many more can be applied in trading decisions. Learning the nuances takes time.

Still, value trading benefits the trader by providing direct information on the market. Valid information gives the intelligent trader an edge. Success is probably more the result of risk control and basic market understanding than model development. A trader with aptitude and the proper work ethic can become, effectively, an insider.



Appendix: 10 Minute Tick Bars

DJ DEL-MO/YR 06 04  MO/DY/YR 04 02 04
OPEN,CLOSE      103710      104580
HIGH,LOW        104820      103700
# Ticks            505

         TPO  First     High      Low     Last     Ticks
 7:20: 0  y  103710   104040   103700   104040       33
 7:30: 0  z  104050   104820   104000   104600       31
 7:39:59  z  104600   104700   104500   104510       10
 7:50: 0  z  104400   104650   104400   104600       10
 8: 0: 0  A  104630   104650   104600   104650        8
 8:10: 0  A  104650   104700   104650   104700        3
 8:19:59  A  104750   104750   104720   104750        6
 8:30: 0  B  104750   104820   104650   104730       23
 8:40: 0  B  104720   104720   104450   104480       25
 8:49:59  B  104480   104480   104270   104450       24
 9: 0: 0  C  104480   104520   104250   104250       15
 9:10: 0  C  104380   104400   104250   104250       17
 9:19:59  C  104280   104280   104020   104150       20
 9:30: 0  D  104170   104250   104150   104250       14
 9:40: 0  D  104320   104380   104320   104350        8
 9:49:59  D  104350   104440   104350   104370        4



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