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Value in Trends from Meta and Market Profiles
Donald L. Jones, CISCO Futures, November 13, 2004©


The rise of futures daytrading activity has been met with a variety of short term methodologies from chart services. Among the more popular are one-minute bars, stochastic oscillators, moving averages and candlesticks, to name a few. The variety and capability of the charting services is truly mind boggling. Yet, with all these technical aids, most traders find success elusive. The problem, very likely, is that these formulations and charts are designed with little attention paid to the market dynamics involved. A formula can be calculated or a chart can be drawn that is completely oblivious to how the market is functioning. For instance, a twenty point moving average will have little relevance in a market that is in a 30 point mode. The tools and times that are convenient for you may not match up with the market's situation.

Traders have long known the market is complicated, with a host of fundamentals interacting in various ways. Recent research by econophysicists shows the market to be complex, self regulating and driven by feedback [ref 1]. To you, the trader, the message is clear: decipher the feedback to understand your market.

What is feedback? Feedback is market response. For instance, heavy demand leads to increased market activity; feedback is apparent as more ticks, more volume, increased volatility and higher prices. You already know this, but how can you interpret these data? There are many technical indicators, but are any adequately coupled to the market? Generally no, because markets are dynamic and changing. Decoding feedback requires a market attuned approach, something flexible enough to keep up with changes in the feedback itself. An important characteristic of feedback is that it takes time to develop a signal. A market acts, for example, price jumps. The information is received by all traders at about the same time. You consider the new information and then react to it in your own way at your own pace. Other traders do the same. The sum of all trader's actions creates the total feedback reaction to the initial market jump. This takes time, since each trader's response timeframe is different. Ultimately there is a new feedback message to which you and all other traders may respond. This feedback - reaction - feedback - reaction, etc., cycle continues so long as the market trades. Average feedback response time has been measured to be some tens of minutes [ref 2].

So what should you measure; ticks, volume, volatility or price? All four have utility, but generally the short term variation of each is quite large. Value is an indirect market measure that is defined as price over time or volume over time. Value is the price (range) the market prefers. To find value you must use a measurement methodology that is consistent with the feedback response behavior. In short, you must "decode" the feedback.

Feedback decoders have been around for twenty years. The first was Market Profile, developed by Pete Steidlmayer [ref 3]. Second is the Meta-Profile created later [refs 4, 5]. Both use market input to find value. Some quote vendors offer a product called 'Market Profile', to find intra-day value which can be read as support and resistance. As with most such products, quote vendors' Market Profile generally comes with little explanation; it is just there to be used. This article will help you understand how Market Profile and Meta-Profile can find value and how you can evaluate your findings. However, this powerful tool has it's own idiosyncrasies. This article will also clarify the use of value in day trading and illustrate a major potential pitfall in its use.

Liquidity Data Bank
When value based market analysis was introduced by Pete Steidlmayer, CBOT began offering a revolutionary new kind of data called the Liquidity Data Bank, which included trading volume at price, a breakdown of volume amongst the four classes of traders on the floor and a pictorial of the time trades cleared at each price. See figure 1 for an example of an LDB report for Dec 04 wheat, Sep 9, 2004.

While the volumes traded by the four classes of members can be of interest for market analysis, our primary focus here is on the two prices below the table titled 70% VOLUME SUMMARY (also called "value area" or VA). VA is seventy percent of the day's trading volume centered around the peak volume (3684 contracts at a price of 3220 in figure 1). Value area (prices 3224 to 3204) identifies and defines support and resistance for that day.

Market Profile
A Market Profile is imbedded in the LDB report. It includes the price, volume and BRACKETS(*) of the LDB as shown in figure 2. BRACKETS(*) identify by letters the half-hour periods in which the prices were cleared: 323:4 cleared in E period (10:00 to 10:30). The price 323:0 cleared (traded) in periods D, E and F (9:30 to 10, 10 to 10:30 and 10:30 to 11). The letters for the half-hour time frames (D, E, F,...) are called TPOs (Time-Price-Opportunity). Note that the profile day is broken into half hour periods. A half-hour was Steidlmayer's choice for the feedback response time, a time measured much later to be from 25 to 30 minutes [ref 2]. The volume value area (70% VOLUME SUMMARY) is also a part of the Market Profile. A day trader tomorrow (Sep 10) has the value prices of Sep 9 as a starting point. The VA of Sep 9 is not an artifice of a formula, it is a measure of the actual behavior of the individuals who form the market, their feedback. For tomorrow, a wheat trader knows the near term support and resistance: that a price above 3224 represents a move above previous value; a price below 3204 is below previous value.

Limitations of the Market Profile
While the CBOT LDB and Market Profiles broke new ground in market information, both products fell short of satisfying the needs of day traders. First was the lack of current information within the trading day. Initially, LDB reports were released by the clearing house at the end of day, around 8 PM. CBOT now provides periodic intra-day LDB reports from 9 AM to 11 PM. However, the LDB report depends on completion of the clearing process, so the reported data always lags the actual market, sometimes by as much as an hour or more late in the day. A larger limitation is that LDB data are only available on CBOT cleared markets. There is no Market Profile for traders of crude oil, gold, cotton and so on.

The CISCO Meta-Profile
Shortly after Market Profile came out, we at CISCO realized the desirability of value based analyses for all markets, not just those on the CBOT. Also, real-time analyses were desirable. We turned to the ticker, dividing the day into half-hour timeframes with the resultant TPO-like markers for trading at price and time. Tick TPOs (TPTs) (That-Price-Ticked) substituted for the LDB volume used in Market Profile. This work was reported in references 4 and 5. CISCO research found that the tick TPOs were a valid functional substitute for the trading volume from the LDB. Figure 3 is a Meta-Profile for the same trading day as figures 1 and 2 (Sep 9). The half-hour tick data for checking the Meta-Profile of figure 3 are in figure 4.

Market Profile and Meta-Profile can be compared for CBOT futures, as we do with the day market (floor) wheat trading on September 9. There are differences: the Meta-Profile of figure 3 is more regular and the cleared volume TPOs (figure 2) do not match the tick TPTs exactly. Some of the mismatches can be due to differences between cleared data and ticks, e.g., out-trades (errors) will be on the tick profile but not on the cleared profile of figure 2. Other differences are not so easy to understand: figure 2 shows trading at 322:4 in K period (13:00 to 13:30), but the tick bars of figure 4 show no trading above 322:0 in that period. The same is true of K period trading shown at 319:6 and 319:4. The value areas agree fairly closely, to within 1/2 cent.

It is a practice of the Meta-Profile to display continuity, each price between the high and low for a period will list the TPT for that period. Such continuity was also a feature of Market Profile until CBOT introduced a new data collection program in January 2003 that posts TPO's only at traded prices. This may be part of the reason for the discontinuity of E period on figure 2 where prices 321:4 to 320:6 were skipped.

Day Trader Alert: Meta-Profile Differs from Market Profile
In a quiet, balancing market, profiles from volume and profiles from ticks find essentially the same value. If value changes within the day there can be a substantial difference between the two. The Meta-Profile value comes from a collection of many inputs, the TPTs. Market Profile calculates value starting from one point, the high volume price, the POCVOL.

Imagine a case in which the market trades in a set price range most of the day and then value changes, with highest volume in the less traded price area. The tick based Meta-Profile will show one value while the volume based Market Profile finds another. Such a case is illustrated in figure 5 (December 2004 wheat, Sep 17). Trading was confined to the price range 341:4 to 336:4 from the open at 9:30 AM in period D through period I (12:00 to 12:30). The last hour of the day (periods J and K, 12:30 to 13:30) saw price drop to 331:0. Peak volume (POCVOL) came at 332:4 while peak TPT count (POCTPT) was earlier in the day at 339:0. The difference, 6.5 cents, is $325, quite a lot in a market where the daily range is only $525.

A trader now has two widely differing sets of support and resistance for this day. Which to use? From figure 5, the latest (in time) volume value center (POCVOL) is in the lower price range toward the end of the day. Value from volume came latest in the day, superseding the earlier TPT value from ticks. Clearly for this case the volume value is the correct choice.

Markets often display follow-through after an abrupt change in value late in the day. A trader would look for continuation to the downside early the next day (Sep 20) . Price below the support of the 70% VOLUME SUMMARY, 331:0, would indicate continuation down. From the tick bars in figure 6, you can see that price dropped through 331:0 in the 9:35 to 9:40 timeframe. The drop continued down to 325:0 in the next five minute period. No one can say just how a trader (you) would have acted, but it is certain that 1) knowing which value to use, and 2) understanding a market's propensity to follow-through would have offered you a nearly six cent ($300) opportunity within a ten minute time period.

Differing value determinations by the two types of profile are not rare, occurring more than twenty percent of the time. In the case treated here, the volume value was the correct one. About half the time it goes the other way and tick based profiles are the correct ones.

Those getting their values from the "Market Profiles" of quote providers are most probably receiving Meta-Profiles based on tick data. They have no way of comparing with volume based Market Profiles unless they subscribe to the Liquidity Data Bank (available only on CBOT futures). In the absence of a volume based value to compare with, their best strategy is to carefully examine their Meta-Profile for a structure like that of figure 5 (right side). Any late-in-the-day market surge is suspect. If the trading is strong and sustained, without a return to the fat part of the profile, the calculated value support and resistance prices are more than suspect, they are most likely invalid.

A Trading Example for Wheat on Sep 20
You enter the trading day, Monday Sep 20, knowing that value from the previous Friday is 339:2 to 331:0. You also know that Friday saw quite a strong down thrust late in the day. Your preferred direction is down. You would like for the market to open somewhere above 331, your support, so you could short the breakout as price moved down through 331 (should it do so). Referring to the ticks in figure 6, the market traded at or above 331 for the first five minutes after the open. Then price dropped below 331 and you entered short at, say, 330:6. Now your attitude is transformed into being a congestion seeker; you are in a directional market and you want to know as quickly as possible when the market goes into congestion. In fact the market continued down to 325 in the next ten minutes reaching a bottom (although you would not know it at the time). You are looking for signs of congestion signalling an end to the trend. For the next twenty minutes price ranges between 328 and 326:6. Sometime within that period you should recognize the congestion build up. So you pick a spot and get out. Just which spot is determined by you. The market feedback delay gave you plenty of time to make your decision.

Had you structured your strategy on the wrong value, the one from the Meta-Profile, you would have found no entry on Sep 20 (low limit is 336:2). In this example using the wrong value would cause you to miss the trade. Little harm done there, but a bad value could have as easily gotten you in at a wrong price. The error would be compounded if you traded several times in the day.

Market Profile - Meta-Profile differences are most pronounced in strongly moving markets where mismatches are found up to fifty percent of the time. The trending markets are just the ones you want to participate in since those are where the opportunity lies. Having access to only one value measure, be it Market Profile or Meta-Profile, is an obvious handicap. It would be best to have both, but that is not possible for most markets. (As reporting improves on the computer traded markets, volumes will become more available, increasing the markets for which Market Profile can be calculated.) If you do not have access to both profiles, you must be able to read the profile you do have, not just the value numbers, to avoid trading the wrong support and resistance.

Sources of Profile Value Data
CBOT Market Data Section: LDB Market Profile and LDB data (CBOT futures only).
Quote Vendors: Meta-Profile, mostly.
Trading Services: Meta-Profile.
CISCO Futures: Meta-Profile, Market Profile and LDB Market data.

If the marketing people at the source of your profiles are not clear whether they are offering Market Profile or Meta-Profile, check if they have profiles for, say, crude oil. If the answer is affirmative, then their product is Meta-Profiles. If their firm also offers CBOT Liquidity Data Bank data (figure 1), that can provide the (volume) Market Profile and it's value area and you can have both.


References
1. Why Stock Markets Crash, D. Sornette, Princeton Univ. Press, 2003
2. Volatility and Stops for the Daytrader, D.L. Jones, http://www.cisco-futures.com
3. CBOT Market Profile Manual, 1985, 1991
4. Determining the TPO Value Area, D.L. Jones, Market Logic School, AI Ltr. V1-#3, Apr 13, 1987
5. Estimating the Market Profile Value Area for Intraday Trading, D.L. Jones S&C Sep. 1987




CBOT VOLUME REPORT (LDB)

TRADING DATE:  09 09 04

CONTRACT: DEC 04 WHEAT (CBOT)  DAY     
 
TRADING BEGINS 0930 (CST);CLOSES 1315;TPO SYMBOLS ARE DEFGHIJK
FIRST PERIOD IS 30 MINS;SUBSEQUENT PERIODS ARE ALL 30 MINS

      PRICE   VOLUME  %VOL %CTI1 %CTI2 %CTI3 %CTI4 BRACKETS(*)

       3234      208   0.9  50.0   0.0   0.0  50.0 E
       3232       48   0.2  50.0   0.0   0.0  50.0 E
       3230      902   3.9  51.9   0.0   5.4  42.7 DEF
       3226     1330   5.7  49.4   0.3   9.5  40.8 DEF
       3224     2480  10.6  47.5   0.0   4.9  47.6 DEFGIK
       3222      638   2.7  54.4   1.6   5.2  38.9 DEFI
       3220     3684  15.7  44.2   0.6   5.6  49.5 DEFIJK
       3216     1748   7.5  56.7   0.0   2.5  40.8 DEFGHIJK
       3214     2490  10.6  45.6   0.6   5.3  48.6 DFGHIJK
       3212      820   3.5  50.7   0.0   8.5  40.7 DFGHIJK
       3210     1746   7.5  48.3   1.1   5.0  45.6 DFGHIJK
       3206     1052   4.5  34.5   0.0   3.3  62.2 DFGHIJK
       3204     2524  10.8  41.8   1.2   4.5  52.5 DEFGHJK
       3202     1330   5.7  48.6   0.2   5.0  46.2 DEFGHJK
       3200     1324   5.7  47.4   0.0   5.4  47.2 DGHJK
       3196      398   1.7  51.0   0.3   4.5  44.2 GHJK
       3194      394   1.7  54.8   0.0   4.1  41.1 DGHJK
       3192      278   1.2  50.4   3.6  10.4  35.6 FGH
       3190       10   0.0  70.0   0.0   0.0  30.0 G

70% VOLUME SUMMARY
      PRICE   VOLUME  %VOL %CTI1 %CTI2 %CTI3 %CTI4 BRACKETS
       3224    17182  73.4  46.3   0.6   4.9  48.2 DEFGHIJK
       3204

*The MARKET PROFILE is a registered trademark of the Board of Trade of 
the City of Chicago 1984.  ALL RIGHTS RESERVED.
 

Figure 1.  The Liquidity Data report (LDB) for Wheat, December 2004 delivery 
for trading on September 9, 2004. Column headings: Price, Volume at that
price in 1/2 turns, %VOL is the percentage the volume at that price is of
the day's total, %CTI1 - %CTI4 is the percentage of that prices' volume
by trader type, BRACKETS(*) identify the half - hour periods in which that
price traded. The 70% VOLUME SUMMARY, posts the volumes, percentages and 
trading periods for the prices included in the value area range.




Market Profile from CBOT LDB data

      PRICE   VOLUME   BRACKETS(*)

       3234      208   E
       3232       48   E
       3230      902   DEF
       3226     1330   DEF
       3224     2480   DEFGIK
       3222      638   DEFI
       3220     3684   DEFIJK     High Volume Price (Point of Control)
       3216     1748   DEFGHIJK
       3214     2490   DFGHIJK
       3212      820   DFGHIJK
       3210     1746   DFGHIJK
       3206     1052   DFGHIJK
       3204     2524   DEFGHJK
       3202     1330   DEFGHJK
       3200     1324   DGHJK
       3196      398   GHJK
       3194      394   DGHJK
       3192      278   FGH
       3190       10   G

70% VOLUME SUMMARY
      PRICE 
       3224 
       3204

*The MARKET PROFILE is a registered trademark of the Board of Trade of 
the City of Chicago 1984.  ALL RIGHTS RESERVED.

Figure 2. Market Profile and volume value area with the LDB - Volume method
for Wheat, December 2004 delivery, trading on September 9, 2004. Column
headings are the same as in figure 1, with the CTI's omitted.
BRACKET letters are posted at prices only where a trade is reported and cleared.



             Tick - TPO META-PROFILE REPORT FOR 09 09 04
                    WHEAT (CBOT)  DAY     DEC 04

  Price  TPT
   3234  E         
   3232  E         
   3230  DE        
   3226  DEF       
   3224  DEFI      
   3222  DEFI      
   3220  DEFIJK    
   3216  DFHIJK    
   3214  DFHIJK    
   3212  DFHIJK       Center of TPTs (Point of Control)
   3210  DFGHJK    
   3206  DFGHJK    
   3204  DGHJK     
   3202  DGHJK     
   3200  DGHJK     
   3196  GHJ       
   3194  GHJ       
   3192  G         
   3190  G         

TPT Analysis

VALUE AREA FROM TPTs
 UPPER        3220
 LOWER        3200

Figure 3. Meta-Profile and TPT value area with the Tick - TPO method
for Wheat, December 2004 delivery, trading on September 9, 2004. Column
headings: Price, TPT are the half - hour periods in which ticks are
reported. TPT Analysis lists the value area for the Meta-Profile. The
TPT letters are continuous between the highest and lowest prices traded.



  PERIOD    FIRST       HI       LO     LAST      TIK  PD

 9:30: 0     3210     3230     3200     3220      114   D
10: 0: 0     3222     3234     3220     3224       64   E
10:30: 0     3226     3226     3206     3206       40   F
11: 0: 0     3210     3210     3190     3192       63   G
11:30: 0     3194     3216     3194     3214       31   H
12: 0: 0     3220     3224     3212     3214       29   I
12:30: 0     3216     3220     3194     3202       43   J
13: 0: 0     3210     3220     3200     3202       51   K

Figure 4. Tick data half hour bars for Wheat, December 2004 delivery, 
trading on September 9, 2004. TIK is the number of recorded ticks,
PD is the TPO/TPT period. Column headings: PERIOD is the half - hour
timeframe's first time, FIRST is the first tick recorded in a given
timeframe, similarly for HI, LO and LAST. TIK is the number of ticks
in the timeframe and PD is the letter designator for the period.



          LDB                                          Tick - TPO
          Market Profile                               Meta-Profile

      PRICE   VOLUME   BRACKETS(*)                   Price TPT

       3414      390   D                              3414  D               
       3410     2164   DE                             3410  D               
       3404     1480   DEGH                           3404  DGH             
       3400     1452   DEFGHI                         3400  DFGH            
       3394     1346   DEFGH                          3394  DEFGH           
       3390     2260   DEFGHIJ                        3390  DEFGHI    POCTPT
       3384     1166   DEFHIJK                        3384  DEFI 
       3380     1940   DEIJ                           3380  DEI             
       3374      410   DEIJ                           3374  DEIJ            
       3370      158   IJ                             3370  IJ              
       3364      424   DIJ                            3364  IJ              
       3360      416   DJ                             3360  J               
       3354      262   J                              3354  J               
       3350      508   IJK                            3350  J               
       3344      784   JK                             3344  J               
       3340      968   JK                             3340  JK              
       3334      882   JK                             3334  JK              
       3330     2476   JK                             3330  JK              
       3324     2532   JK        POCVOL               3324  JK              
       3320     1832   JK                             3320  K               
       3314     2388   JK                             3314  K               
       3310      584   JK                             3310  K               

      70% VOLUME SUMMARY                             Value Area from TPTs
          3392                                        3410
          3310                                        3362

Figure 5.  LDB Market Profile (left) and Tick-TPO Meta-Profile (right) for 
wheat, Dec 04 delivery, on Sep 17, 2004. Differing values for the two types
of analysis are an alert to value change during the day. Column headings are
the same as for figures 2 and 3.




            FIRST       HI       LO     LAST      TIK  PD

 9:30: 0     3314     3330     3310     3314       37   D
 9:34:59     3316     3320     3290     3290       47   D
 9:40: 0     3286     3294     3280     3280       49   D
 9:45: 0     3282     3284     3250     3270       32   D
 9:49:59     3274     3274     3264     3272       20   D
 9:55: 0     3274     3280     3266     3270       18   D
10: 0: 0     3264     3266     3260     3262       11   E
10: 4:59     3264     3274     3262     3274       26   E
10:10: 0     3272     3276     3270     3272       13   E
10:15: 0     3274     3280     3272     3274       13   E
10:19:59     3272     3276     3270     3270       16   E
10:25: 0     3272     3276     3270     3276       11   E
10:30: 0     3274     3280     3274     3274       10   F
  
Figure 6. Tick data five minute bars for Wheat, December 2004 delivery, 
trading on September 20, 2004. TIK is the number of recorded ticks,
Column headings are the same as for figure 4.